PLANADVISER - November/December 2021 - 2

contents
November -December 2021 / Practice Management Issue
COVER STORY
18 A Shift in the Tech
Landscape
The pandemic forces advisers
to rethink their business models
and integrate technology.
DIVERSITY
24 Strength in Diversity
The business case for building
a heterogeneous workforce.
SUCCESSION PLANNING
30 Future Faces
What to consider when
creating a succession plan.
CULTURE
34 A Workforce in Flux
Adviser and client retention
strategies in light of the Great
Resignation.
COMPENSATION
36 Fee Models Are Shifting
How advisers choose to be
paid is evolving with their
business.
ERISA VISTA
38 Nonenforcement Policies
Some of the DOL's prohibited
transaction exemptions apply
now.
COMPLIANCE CONSULT
39 'Window' of Opportunity
Brokerage accounts open
up possibilities for service-
but also for PTs.
in every issue
4 publisher's note
6 data points
8 compliance news
12 trends
40 Q&A
2 | planadviser.com November-December 2021
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PLANADVISER - November/December 2021

Table of Contents for the Digital Edition of PLANADVISER - November/December 2021

A Shift in the Tech Landscape
Strength in Diversity
Future Faces
A Workforce in Flux
Fee Models Are Shifting
Nonenforcement Policies
‘Window’ of Opportunity
PLANADVISER - November/December 2021 - Cover1
PLANADVISER - November/December 2021 - Cover2
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PLANADVISER - November/December 2021 - A Shift in the Tech Landscape
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PLANADVISER - November/December 2021 - Strength in Diversity
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PLANADVISER - November/December 2021 - Future Faces
PLANADVISER - November/December 2021 - 31
PLANADVISER - November/December 2021 - 32
PLANADVISER - November/December 2021 - 33
PLANADVISER - November/December 2021 - A Workforce in Flux
PLANADVISER - November/December 2021 - 35
PLANADVISER - November/December 2021 - Fee Models Are Shifting
PLANADVISER - November/December 2021 - 37
PLANADVISER - November/December 2021 - Nonenforcement Policies
PLANADVISER - November/December 2021 - ‘Window’ of Opportunity
PLANADVISER - November/December 2021 - 40
PLANADVISER - November/December 2021 - Cover3
PLANADVISER - November/December 2021 - Cover4
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