PLANADVISER - November/December 2018 - 25

paid for by the plan, Kaleda said.
As a result of the DOL investigation,
Sheridan Road Financial reworked all
of its contracts to include settlor functions
paid for directly by the plan
sponsor, O'Shaughnessy said.
Top Trends
When it comes to the age-old retirement
plan industry debate on whether
to invest in actively managed or
passively managed funds, " our industry
focuses on the spin, as opposed to the
facts, "
said Rick Fulford,
executive
vice president and head of PIMCO's
U.S. retirement and defined contribution
(DC) businesses, speaking at the
session " Top Trends, " moderated by
Alison Cooke Mintzer, editor-in-chief
of PLANADVISER.
" One-and-a-half years ago, we
decided to take a look at this active/
passive debate with objectivity, looking
at the Morningstar direct universe of
stocks and bonds and their institutional
share class performance over
one, three,
five, seven and 10 years, "
Fulford said. " Passive wins the equity
If no, have you affiliated, or are you planning to,
with a network of advisers?
n Yes, already have
n Yes, planning to
n No
n Not sure
30.6%
11.1%
33.3%
25.0%
Audience Polls
Are you looking to sell your practice or buy
another practice?
n Yes
n No
n Not sure
34.9%
46.5%
18.6%
planadviser.com November-December 2018 | 25

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PLANADVISER - November/December 2018

Table of Contents for the Digital Edition of PLANADVISER - November/December 2018

Weathering Audits
Protection for Your Practice
The Case for Roths
SEC on Rollovers
ERISA Section 409(b)
403(b) Litigation Update
PLANADVISER - November/December 2018 - C1
PLANADVISER - November/December 2018 - FC1
PLANADVISER - November/December 2018 - FC2
PLANADVISER - November/December 2018 - C2
PLANADVISER - November/December 2018 - 1
PLANADVISER - November/December 2018 - 2
PLANADVISER - November/December 2018 - 3
PLANADVISER - November/December 2018 - 4
PLANADVISER - November/December 2018 - 5
PLANADVISER - November/December 2018 - 6
PLANADVISER - November/December 2018 - 7
PLANADVISER - November/December 2018 - 8
PLANADVISER - November/December 2018 - 9
PLANADVISER - November/December 2018 - 10
PLANADVISER - November/December 2018 - 11
PLANADVISER - November/December 2018 - 12
PLANADVISER - November/December 2018 - 13
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PLANADVISER - November/December 2018 - 15
PLANADVISER - November/December 2018 - 16
PLANADVISER - November/December 2018 - 17
PLANADVISER - November/December 2018 - 18
PLANADVISER - November/December 2018 - 19
PLANADVISER - November/December 2018 - 20
PLANADVISER - November/December 2018 - 21
PLANADVISER - November/December 2018 - 22
PLANADVISER - November/December 2018 - 23
PLANADVISER - November/December 2018 - 24
PLANADVISER - November/December 2018 - 25
PLANADVISER - November/December 2018 - 26
PLANADVISER - November/December 2018 - 27
PLANADVISER - November/December 2018 - 28
PLANADVISER - November/December 2018 - 29
PLANADVISER - November/December 2018 - 30
PLANADVISER - November/December 2018 - 31
PLANADVISER - November/December 2018 - 32
PLANADVISER - November/December 2018 - 33
PLANADVISER - November/December 2018 - 34
PLANADVISER - November/December 2018 - 35
PLANADVISER - November/December 2018 - 36
PLANADVISER - November/December 2018 - 37
PLANADVISER - November/December 2018 - Weathering Audits
PLANADVISER - November/December 2018 - 39
PLANADVISER - November/December 2018 - 40
PLANADVISER - November/December 2018 - 41
PLANADVISER - November/December 2018 - Protection for Your Practice
PLANADVISER - November/December 2018 - 43
PLANADVISER - November/December 2018 - The Case for Roths
PLANADVISER - November/December 2018 - 45
PLANADVISER - November/December 2018 - SEC on Rollovers
PLANADVISER - November/December 2018 - ERISA Section 409(b)
PLANADVISER - November/December 2018 - 403(b) Litigation Update
PLANADVISER - November/December 2018 - C3
PLANADVISER - November/December 2018 - C4
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