PLANADVISER - November/December 2018 - 1

contents
November-December 2018
cover story
18 Smart Design
A ground plan for making all
clients profitable clients.
feature
24 2018 PLANADVISER
National Conference
Pathways to plan, participant and
practice success.
research
30 2018 Practice
Benchmarking Survey
Taking a Measure: How advisers were
building their practices this year.
departments
38 servicing strategies
Weathering Audits
The DOL has extended the scope
of its examinations.
42 practice management
Protection for Your Practice
The ins and outs of fiduciary liability
insurance.
44 investment-oriented
The Case for Roths
These 'delayed gratification' plans
offer benefits worth waiting for.
46 ERISA vista
SEC on Rollovers
The agency says RIAs are fiduciaries.
47 fiduciary fitness
ERISA Section 409(b)
Fiduciaries can be personally
liable-even for a predecessor's
breach.
48 compliance consult
403(b) Litigation Update
Court decisions reveal some
emerging themes.
in every issue
2 editor's letter
4 intro
6 compliance news
8 investment focus
9 data points
10 practice development
12 trendspotting
planadviser.com November-December 2018 | 1
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PLANADVISER - November/December 2018

Table of Contents for the Digital Edition of PLANADVISER - November/December 2018

Weathering Audits
Protection for Your Practice
The Case for Roths
SEC on Rollovers
ERISA Section 409(b)
403(b) Litigation Update
PLANADVISER - November/December 2018 - C1
PLANADVISER - November/December 2018 - FC1
PLANADVISER - November/December 2018 - FC2
PLANADVISER - November/December 2018 - C2
PLANADVISER - November/December 2018 - 1
PLANADVISER - November/December 2018 - 2
PLANADVISER - November/December 2018 - 3
PLANADVISER - November/December 2018 - 4
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PLANADVISER - November/December 2018 - 35
PLANADVISER - November/December 2018 - 36
PLANADVISER - November/December 2018 - 37
PLANADVISER - November/December 2018 - Weathering Audits
PLANADVISER - November/December 2018 - 39
PLANADVISER - November/December 2018 - 40
PLANADVISER - November/December 2018 - 41
PLANADVISER - November/December 2018 - Protection for Your Practice
PLANADVISER - November/December 2018 - 43
PLANADVISER - November/December 2018 - The Case for Roths
PLANADVISER - November/December 2018 - 45
PLANADVISER - November/December 2018 - SEC on Rollovers
PLANADVISER - November/December 2018 - ERISA Section 409(b)
PLANADVISER - November/December 2018 - 403(b) Litigation Update
PLANADVISER - November/December 2018 - C3
PLANADVISER - November/December 2018 - C4
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