PLANADVISER - May/June 2021 - 33
MFS Investment Management
Neuberger Berman
New York Life Inv / MainStay Funds
Northern Trust Asset Management
Nuveen
PGIM
PIMCO
Principal Global Investors
Putnam Investments
Securian Asset Management
State Street Global Advisors
T. Rowe Price
The Vanguard Group, Inc.
Virtus Investment Partners
Wellington Management Company
Wells Fargo Asset Management
$87,204
$17,301
$12,236
$217,034
$32,025
$212,936
$124,759
$18,124
$31,007
$7,448
$481,067
$484,789
$1,089,300
$7,500
$25,262
$129,496
11%
15%
16%
12%
39%
18%
7%
17%
20%
14%
20%
21%
17%
2%
10%
7%
50
‡
40
34
77
55
38
50
150
1
33
50§
NR
60
25
45
70
27
NR
58
122
64
133
61
41
43
73
120
110
76
35
106
100%
100%
100%
6%
29%
100%
100%
95%
99%
75%
0%
100%
25%
100%
100%
91%
15
5
5
8
11
5
12
3
3 3 3
3 3 3
6 3 3 3 3
11 3 3 3 3
NR
6
30
104
4
5
9
*The majority of the increase from 2019 through 2020 is due to changes in methodology for internal reporting of DCIO assets.
†Does not include MML / MMLII Funds.
‡While NB has contracted with a number of recordkeeping platforms, it does not disclose either the number or names of the platforms publicly.
§This is an estimate of total defined contribution recordkeeper relationships.
NR = Not reported in time for publication.
Want more information? Please visit PLANADVISER.com/research for more details on each
of the asset managers included in our 2021 DCIO Survey, as well as for other timely and relevant news
and insights on the DCIO market. Free registration is required to access select content.
3 3
3 3
3 3
3 3
3 3
3 3 3
planadviser.com May-June 2021 | 33
DCIO assets YE 2020 ($mm)
% Change vs. YE 2019
# Recordkeeping partners
# DCIO funds
DCIO assets breakdown (% active)
Salespeople focused on advisers
Compliance support
TDF evaluation tools
Plan benchmarking
Lead generation
http://www.PLANADVISER.com/research
http://www.planadviser.com
PLANADVISER - May/June 2021
Table of Contents for the Digital Edition of PLANADVISER - May/June 2021
Publisher’s Note
Compliance News
Data Points
Trends
Eyes On The Investment Menu
2021 PLANADVISER DCIO Survey: The State Of DCIO
The Promise Of Sustainable Investing
Wealth Transfers On The Horizon
Rollovers And Fiduciaries
Caution Needed Regarding Rollovers
Advisers Giving Back
PLANADVISER - May/June 2021 - Cover1
PLANADVISER - May/June 2021 - Cover2
PLANADVISER - May/June 2021 - 1
PLANADVISER - May/June 2021 - Publisher’s Note
PLANADVISER - May/June 2021 - 3
PLANADVISER - May/June 2021 - Compliance News
PLANADVISER - May/June 2021 - 5
PLANADVISER - May/June 2021 - 6
PLANADVISER - May/June 2021 - 7
PLANADVISER - May/June 2021 - Data Points
PLANADVISER - May/June 2021 - 9
PLANADVISER - May/June 2021 - Trends
PLANADVISER - May/June 2021 - 11
PLANADVISER - May/June 2021 - 12
PLANADVISER - May/June 2021 - 13
PLANADVISER - May/June 2021 - 14
PLANADVISER - May/June 2021 - 15
PLANADVISER - May/June 2021 - 16
PLANADVISER - May/June 2021 - 17
PLANADVISER - May/June 2021 - Eyes On The Investment Menu
PLANADVISER - May/June 2021 - 19
PLANADVISER - May/June 2021 - 20
PLANADVISER - May/June 2021 - 21
PLANADVISER - May/June 2021 - 22
PLANADVISER - May/June 2021 - 23
PLANADVISER - May/June 2021 - 24
PLANADVISER - May/June 2021 - 25
PLANADVISER - May/June 2021 - 2021 PLANADVISER DCIO Survey: The State Of DCIO
PLANADVISER - May/June 2021 - 27
PLANADVISER - May/June 2021 - 28
PLANADVISER - May/June 2021 - 29
PLANADVISER - May/June 2021 - 30
PLANADVISER - May/June 2021 - 31
PLANADVISER - May/June 2021 - 32
PLANADVISER - May/June 2021 - 33
PLANADVISER - May/June 2021 - The Promise Of Sustainable Investing
PLANADVISER - May/June 2021 - 35
PLANADVISER - May/June 2021 - Wealth Transfers On The Horizon
PLANADVISER - May/June 2021 - 37
PLANADVISER - May/June 2021 - Rollovers And Fiduciaries
PLANADVISER - May/June 2021 - Caution Needed Regarding Rollovers
PLANADVISER - May/June 2021 - Advisers Giving Back
PLANADVISER - May/June 2021 - Cover3
PLANADVISER - May/June 2021 - Cover4
https://www.planadviserdigital.com/planadviser/july_august_2021
https://www.planadviserdigital.com/planadviser/may_june_2021
https://www.planadviserdigital.com/planadviser/march_april_2021
https://www.planadviserdigital.com/planadviser/january_february_2021
https://www.planadviserdigital.com/planadviser/november_december_2020
https://www.planadviserdigital.com/planadviser/september_october_2020
https://www.planadviserdigital.com/planadviser/july_august_2020
https://www.planadviserdigital.com/planadviser/may_june_2020
https://www.planadviserdigital.com/planadviser/march_april_2020
https://www.planadviserdigital.com/planadviser/january_february_2020
https://www.planadviserdigital.com/planadviser/november_december_2019
https://www.planadviserdigital.com/planadviser/september_october_2019
https://www.planadviserdigital.com/planadviser/july_august_2019
https://www.planadviserdigital.com/planadviser/may_june_2019
https://www.planadviserdigital.com/planadviser/march_april_2019
https://www.planadviserdigital.com/planadviser/january_february_2019
https://www.planadviserdigital.com/planadviser/november_december_2018
https://www.planadviserdigital.com/planadviser/september_october_2018
https://www.planadviserdigital.com/planadviser/july_august_2018
https://www.planadviserdigital.com/planadviser/may_june_2018
https://www.planadviserdigital.com/planadviser/march_april_2018
https://www.planadviserdigital.com/planadviser/january_february_2018
https://www.planadviserdigital.com/planadviser/november_december_2017
https://www.planadviserdigital.com/planadviser/september_october_2017
https://www.planadviserdigital.com/planadviser/july_august_2017
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