contents May -June 2021 / Investments Issue COVER STORY 18 Eyes on the Investment Menu Experts share insights on the construct of a modern DC plan lineup. RESEARCH 26 2021 PLANADVISER DCIO Survey: The State of DCIO What opportunities and challenges do investment management firms face this year? ESG 34 The Promise of Sustainable Investing Getting past misconceptions to help advisers and their clients leverage ESG. PARTICIPANTS 36 Wealth Transfers on the Horizon Emerging affluent investors may reshape some advisory shops. ERISA VISTA 38 Rollovers and Fiduciaries Recent DOL guidance expands the definition of fiduciary advice. COMPLIANCE CONSULT 39 Caution Needed Regarding Rollovers Many recommendations may now be investment advice. in every issue 2 publisher's note 4 compliance news 8 data points 10 trends 40 advisers giving back planadviser.com May-June 2021 | 1http://www.planadviser.com