PLANADVISER - May/June 2019 - 34

2019
DCIO
Providers
Continued
TOTAL DCIO ASSETS ($mm)
Q1 2019
Year ending 12/31/2018
Year ending 12/31/2017
Total DCIO funds
TOP DCIO FUND
Fund name
$206,538
$192,486
$203,493
100
SmartRetirement
(all
series)
Fund assets ($mm)
Portfolio manager
$116,749
J. Geller,
A. Lester,
D. Oldroyd,
S. Trillo
Start date
Number of TDF series
2006
3
DCIO ASSET BREAKDOWN (EXCLUDES " OTHER " CATEGORIES)
Mutual funds
49%
Collective investment trusts
Separate accounts
Stocks
Bonds (excluding stable value)
Stable value/Money market
Target-date/Target-risk/Balanced funds
% Active/Passive
ADVISER SUPPORT/SERVICES
Salespeople focused on advisers
Salespeople focused on institutional
Compliance support
Plan benchmarking
Target-date evaluation tools
# OF RECORDKEEPER ARRANGEMENTS
2DCIO channel only, as of March 31, 2019.
34 | planadviser.com May-June 2019
28%
22%
26%
8%
6%
57%
99%/1%
18
7
3
3
3
62
3
3
NR
3
3
1
125
35
3
$26,485
$23,771
$24,858
80
Western
Asset Core
Plus Bond
Fund
$6,1322
K. Leech,
M. Lindbloom,
J. Scholnick,
C. Eichstaedt,
F. Marki,
J. Bellows
1998
1
68%
16%
14%
0%
34%
1%
1%
100%/0%
10
9
2003
43%
24%
33%
35%
65%
0%
0%
100%/0%
NR
NR
NR
94%
6%
0%
40%
53%
5%
2%
100%/0%
9
7
$24,219
$21,211
$21,533
19
Core Plus
Bond Fund
$8,279
$7,731
$8,617
40
Short
Duration
Income
$2,879
P. Palfrey,
R. Raczkowski
$1,670
A. O'Brien,
K. Yuoh
$35,419
$29,394
$28,208
40
MassMutual
Select Mid
Cap Growth
Fund
$8,605
B. Berghuis.
S. Knightly,
C. Scarpa,
R. Dabas
2000
2
100%
0%
0%
70%
10%
1%
19%
85%/15%
6
3
3
3
3
3
50
30
3
$15,137
S. Gorham
$66,877
$59,430
$67,832
56
MFS Value
Fund
$11,500
$10,574
$13,130
25
MainStay
Large Cap
Growth Fund
$7,000
J. Kelley
$31,920
H. Erickson,
J. Cunniff,
S. Sedmak
$480,202
$449,309
$481,051
102
LifeCycle
Active
2002
1
83%
7%
10%
85%
3%
0%
12%
100%/0%
15
6
1999 2006, 2006,
2018
95%
5%
0%
80%
18%
0%
2%
100%/0%
5
3
2
99%
0%
1%
83%
5%
2%
10%
89%/11%
13
5
3
3
3
79
NR = Not reported in time for publication.
J.P. Morgan Asset Management
Legg Mason
Loomis, Sayles & Co., L.P.
Lord Abbett & Co.
MassMutual Funds
MFS Investment Management
New York Life Investments
Nuveen

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PLANADVISER - May/June 2019

Table of Contents for the Digital Edition of PLANADVISER - May/June 2019

Advisers' Future Trajectory
Tangled
2019 PLANADVISER DCIO Survey
High-Tech Meets High-Touch
Whatever Suits
New Platforms Support ETFs
Major Cases
Good News for P.R. Plans
Denial of Benefits
The Cost of Advising One's Own Plan
PLANADVISER - May/June 2019 - C1
PLANADVISER - May/June 2019 - FC1
PLANADVISER - May/June 2019 - FC2
PLANADVISER - May/June 2019 - C2
PLANADVISER - May/June 2019 - 1
PLANADVISER - May/June 2019 - 2
PLANADVISER - May/June 2019 - 3
PLANADVISER - May/June 2019 - 4
PLANADVISER - May/June 2019 - 5
PLANADVISER - May/June 2019 - 6
PLANADVISER - May/June 2019 - 7
PLANADVISER - May/June 2019 - 8
PLANADVISER - May/June 2019 - 9
PLANADVISER - May/June 2019 - 10
PLANADVISER - May/June 2019 - 11
PLANADVISER - May/June 2019 - 12
PLANADVISER - May/June 2019 - 13
PLANADVISER - May/June 2019 - 14
PLANADVISER - May/June 2019 - 15
PLANADVISER - May/June 2019 - 16
PLANADVISER - May/June 2019 - 17
PLANADVISER - May/June 2019 - 18
PLANADVISER - May/June 2019 - 19
PLANADVISER - May/June 2019 - Advisers' Future Trajectory
PLANADVISER - May/June 2019 - 21
PLANADVISER - May/June 2019 - 22
PLANADVISER - May/June 2019 - 23
PLANADVISER - May/June 2019 - 24
PLANADVISER - May/June 2019 - 25
PLANADVISER - May/June 2019 - Tangled
PLANADVISER - May/June 2019 - 27
PLANADVISER - May/June 2019 - 28
PLANADVISER - May/June 2019 - 29
PLANADVISER - May/June 2019 - 2019 PLANADVISER DCIO Survey
PLANADVISER - May/June 2019 - 31
PLANADVISER - May/June 2019 - 32
PLANADVISER - May/June 2019 - 33
PLANADVISER - May/June 2019 - 34
PLANADVISER - May/June 2019 - 35
PLANADVISER - May/June 2019 - High-Tech Meets High-Touch
PLANADVISER - May/June 2019 - 37
PLANADVISER - May/June 2019 - 38
PLANADVISER - May/June 2019 - 39
PLANADVISER - May/June 2019 - 40
PLANADVISER - May/June 2019 - 41
PLANADVISER - May/June 2019 - Whatever Suits
PLANADVISER - May/June 2019 - 43
PLANADVISER - May/June 2019 - 44
PLANADVISER - May/June 2019 - 45
PLANADVISER - May/June 2019 - New Platforms Support ETFs
PLANADVISER - May/June 2019 - 47
PLANADVISER - May/June 2019 - Major Cases
PLANADVISER - May/June 2019 - 49
PLANADVISER - May/June 2019 - Good News for P.R. Plans
PLANADVISER - May/June 2019 - Denial of Benefits
PLANADVISER - May/June 2019 - The Cost of Advising One's Own Plan
PLANADVISER - May/June 2019 - C3
PLANADVISER - May/June 2019 - C4
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