PLANADVISER - May/June 2019 - 32

2019
DCIO
Providers
TOTAL DCIO ASSETS ($mm)
Q1 2019
Year ending 12/31/2018
Year ending 12/31/2017
Total DCIO funds
TOP DCIO FUND
Fund name
$60,209
$54,894
$61,459
40
Target-Date
Strategies
$12,619
$14,104
$14,358
35
American
Beacon
Small Cap
Value Fund
Fund assets ($mm)
Portfolio manager
$42,126
Multi-asset
portfolio
team
$4,513
C. Thatcher
$23,3601
R. Weiss,
J. Donner,
S. Wilson,
R. Gabudean,
V. Rayappa
Start date
Number of TDF series
Since
Inception
4
DCIO ASSET BREAKDOWN (EXCLUDES " OTHER " CATEGORIES)
Mutual funds
20%
Collective investment trusts
Separate accounts
Stocks
Bonds (excluding stable value)
Stable value/Money market
Target-date/Target-risk/Balanced funds
% Active/Passive
ADVISER SUPPORT/SERVICES
Salespeople focused on advisers
Salespeople focused on institutional
Compliance support
Plan benchmarking
Target-date evaluation tools
# OF RECORDKEEPER ARRANGEMENTS
2%
78%
21%
9%
0%
70%
100%/0%
4
2
2016
100%
0%
0%
96%
3%
0%
1%
100%/0%
14
3
2004
3
75%
18%
7%
41%
6%
1%
52%
100%/0%
14
6
3
3
3
100
1Includes mutual fund and collective investment trust assets.
32 | planadviser.com May-June 2019
200
3
3
173
29
3
3
69
43
2003 2009, 2010,
2016
49%
8%
43%
99%
<1%
0%
0%
100%/0%
6
4
4
7%
43%
50%
61%
11%
2%
26%
2009
11
41%
48%
11%
NR
NR
0%
NR
NR
1
99%
1%
0%
64%
1%
1%
34%
7%/93% 34%/66% 100%/0%
18
11
8
3
152
33
3
3
3
211
3
40
NR = Not reported in time for publication.
2002
12
77%
23%
0%
62%
4%
9%
25%
47%/53%
21
7
$2,768
$227,057
M. Kamm A. Whitelaw,
A. Mason,
M. O'Hara
$40,566
$37,367
$45,491
62
One Choice
Target Date
$13,081
$11,592
$16,218
15
Artisan Mid
Cap Fund
$949,412
$860,154
$883,393
>170
LifePath Target
Date Fund
$12,572
$12,785
$15,442
118
BNY Mellon
NSL Large Cap
Stock Fund
$2,718
K. Wong,
T. Durante,
R. Brown
$320,153
$287,977
$298,576
39
EuroPacific
Growth Fund
$22,520
$20,100
$23,104
113
Schwab
Managed
Retirement
Trust (SMRT)
Funds
$78,586
Multiple
Manager
$12,170
T. Creasy
AllianceBernstein
American Beacon Advisors, Inc.
American Century Investments
Artisan Partners
BlackRock, Inc.
BNY Mellon Investment Management
Capital Group/American Funds
Charles Schwab Investment
Management, Inc.

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PLANADVISER - May/June 2019

Table of Contents for the Digital Edition of PLANADVISER - May/June 2019

Advisers' Future Trajectory
Tangled
2019 PLANADVISER DCIO Survey
High-Tech Meets High-Touch
Whatever Suits
New Platforms Support ETFs
Major Cases
Good News for P.R. Plans
Denial of Benefits
The Cost of Advising One's Own Plan
PLANADVISER - May/June 2019 - C1
PLANADVISER - May/June 2019 - FC1
PLANADVISER - May/June 2019 - FC2
PLANADVISER - May/June 2019 - C2
PLANADVISER - May/June 2019 - 1
PLANADVISER - May/June 2019 - 2
PLANADVISER - May/June 2019 - 3
PLANADVISER - May/June 2019 - 4
PLANADVISER - May/June 2019 - 5
PLANADVISER - May/June 2019 - 6
PLANADVISER - May/June 2019 - 7
PLANADVISER - May/June 2019 - 8
PLANADVISER - May/June 2019 - 9
PLANADVISER - May/June 2019 - 10
PLANADVISER - May/June 2019 - 11
PLANADVISER - May/June 2019 - 12
PLANADVISER - May/June 2019 - 13
PLANADVISER - May/June 2019 - 14
PLANADVISER - May/June 2019 - 15
PLANADVISER - May/June 2019 - 16
PLANADVISER - May/June 2019 - 17
PLANADVISER - May/June 2019 - 18
PLANADVISER - May/June 2019 - 19
PLANADVISER - May/June 2019 - Advisers' Future Trajectory
PLANADVISER - May/June 2019 - 21
PLANADVISER - May/June 2019 - 22
PLANADVISER - May/June 2019 - 23
PLANADVISER - May/June 2019 - 24
PLANADVISER - May/June 2019 - 25
PLANADVISER - May/June 2019 - Tangled
PLANADVISER - May/June 2019 - 27
PLANADVISER - May/June 2019 - 28
PLANADVISER - May/June 2019 - 29
PLANADVISER - May/June 2019 - 2019 PLANADVISER DCIO Survey
PLANADVISER - May/June 2019 - 31
PLANADVISER - May/June 2019 - 32
PLANADVISER - May/June 2019 - 33
PLANADVISER - May/June 2019 - 34
PLANADVISER - May/June 2019 - 35
PLANADVISER - May/June 2019 - High-Tech Meets High-Touch
PLANADVISER - May/June 2019 - 37
PLANADVISER - May/June 2019 - 38
PLANADVISER - May/June 2019 - 39
PLANADVISER - May/June 2019 - 40
PLANADVISER - May/June 2019 - 41
PLANADVISER - May/June 2019 - Whatever Suits
PLANADVISER - May/June 2019 - 43
PLANADVISER - May/June 2019 - 44
PLANADVISER - May/June 2019 - 45
PLANADVISER - May/June 2019 - New Platforms Support ETFs
PLANADVISER - May/June 2019 - 47
PLANADVISER - May/June 2019 - Major Cases
PLANADVISER - May/June 2019 - 49
PLANADVISER - May/June 2019 - Good News for P.R. Plans
PLANADVISER - May/June 2019 - Denial of Benefits
PLANADVISER - May/June 2019 - The Cost of Advising One's Own Plan
PLANADVISER - May/June 2019 - C3
PLANADVISER - May/June 2019 - C4
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