PLANADVISER - July/August 2020 - 27

DC ASSETS
PLANS
FEE STRUCTURES
SUPPORT
SERVICES
FOR ADVISERS
2020
Recordkeeping
Providers
MassMutual
Milliman, Inc.
Nationwide
Newport
Northwest Plan Services, Inc.
OneAmerica
Paychex, Inc.
PCS Retirement, LLC
Pentegra Retirement Services
Principal Financial Group
Prudential Retirement
RPG Consultants
Securian Financial
Sentinel Benefits & Financial Group
The Standard
TCG Administrators
TIAA
Transamerica Retirement Solutions
T. Rowe Price
Unified Trust Company, N.A.
USI Consulting Group
The Vanguard Group, Inc.
Voya Financial
$160,708 15% 29% 56% 25,918 66% 3
$35,378 2% 12% 86%
831 5%
3 3 3 3 3 3
3 3 3 3
$148,717 15% 18% 67% 34,483 61% 3 3 3 3
$136,949 18% 37% 45% 23,228 60%
$35,505 4% 19% 77% 1,040 5%
3 3
3 3 3 3 3 3 3
3 3 3
$57,524 14% 35% 51% 12,592 14% 3 3 3 3 3 3
$34,280 73% 25% 2% 90,105 -3
3 3 3
$18,326 55% 38% 7% 18,970 75% 3 3 3 3 3
$6,425 17% 60% 23%
1,274 <1%
$419,534 9% 23% 68% 44,946 37%
$243,860 3% 9% 88%
$1,321 57% 43% 0%
$20,925 12% 32% 56%
3,458 -886
-3
3
$9,475
17% 52% 31% 1,280 6%
$23,083 16% 54% 30%
$5,413 5% 29% 66%
2,899 12% 3
798 100%
$638,585 2% 12% 86% 23,883 -3
3
3
3 3 3 3 3
3 3 3 3 3 3
3 3
3 3
2,550 18% 3 3 3 3 3 3 3
3 3 3 3
3 3
3
$195,830 8% 16% 76% 26,472 51% 3
$214,038 3% 8% 89% 5,450 18%
$3,426 28% 56% 16%
$9,765
1% 12% 87%
606 39%
3 3
3 3 3 3 3 3 3
3 3 3 3 3 3
3 3 3 3
3
862 0% 3 3 3 3 3 3
$547,274 0% 6% 94% 2,188 -$377,864
10% 15% 75% 50,516 ------3
3
3 3 3 3 3 3 3
3
3 3
3
3
3
3
planadviser.com July-August 2020 | 27
DC assets ($mm)
In plans with <50 participants
In plans with 50 - 500 participants
In plans with >500 participants
Total DC plans
% serviced by third-party admin
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fees
ERISA account/budget
DC plan benchmarking
Access to ERISA counsel
Offers CE-eligible DC-specific training

http://www.planadviser.com

PLANADVISER - July/August 2020

Table of Contents for the Digital Edition of PLANADVISER - July/August 2020

Investing Against COVID-19
2020 PLANADVISER Recordkeeper Services Survey
Three Who Lead the Way
Prospecting in Turbulent Times
Retirement Savings Optimization
DOL Gives Private-Equity Guidance
Investment Advice Revisited
PLANADVISER - July/August 2020 - C1
PLANADVISER - July/August 2020 - FC1
PLANADVISER - July/August 2020 - FC2
PLANADVISER - July/August 2020 - C2
PLANADVISER - July/August 2020 - 1
PLANADVISER - July/August 2020 - 2
PLANADVISER - July/August 2020 - 3
PLANADVISER - July/August 2020 - 4
PLANADVISER - July/August 2020 - 5
PLANADVISER - July/August 2020 - 6
PLANADVISER - July/August 2020 - 7
PLANADVISER - July/August 2020 - 8
PLANADVISER - July/August 2020 - 9
PLANADVISER - July/August 2020 - 10
PLANADVISER - July/August 2020 - 11
PLANADVISER - July/August 2020 - Investing Against COVID-19
PLANADVISER - July/August 2020 - 13
PLANADVISER - July/August 2020 - 14
PLANADVISER - July/August 2020 - 15
PLANADVISER - July/August 2020 - 2020 PLANADVISER Recordkeeper Services Survey
PLANADVISER - July/August 2020 - 17
PLANADVISER - July/August 2020 - 18
PLANADVISER - July/August 2020 - 19
PLANADVISER - July/August 2020 - 20
PLANADVISER - July/August 2020 - 21
PLANADVISER - July/August 2020 - 22
PLANADVISER - July/August 2020 - 23
PLANADVISER - July/August 2020 - 24
PLANADVISER - July/August 2020 - 25
PLANADVISER - July/August 2020 - 26
PLANADVISER - July/August 2020 - 27
PLANADVISER - July/August 2020 - Three Who Lead the Way
PLANADVISER - July/August 2020 - 29
PLANADVISER - July/August 2020 - 30
PLANADVISER - July/August 2020 - Prospecting in Turbulent Times
PLANADVISER - July/August 2020 - 32
PLANADVISER - July/August 2020 - 33
PLANADVISER - July/August 2020 - Retirement Savings Optimization
PLANADVISER - July/August 2020 - 35
PLANADVISER - July/August 2020 - 36
PLANADVISER - July/August 2020 - 37
PLANADVISER - July/August 2020 - DOL Gives Private-Equity Guidance
PLANADVISER - July/August 2020 - Investment Advice Revisited
PLANADVISER - July/August 2020 - 40
PLANADVISER - July/August 2020 - C3
PLANADVISER - July/August 2020 - C4
https://www.planadviserdigital.com/planadviser/winter_2023
https://www.planadviserdigital.com/planadviser/fall_2023
https://www.planadviserdigital.com/planadviser/summer_2023
https://www.planadviserdigital.com/planadviser/industryleader_2023
https://www.planadviserdigital.com/planadviser/spring_2023
https://www.planadviserdigital.com/planadviser/november_december_2022
https://www.planadviserdigital.com/planadviser/september_october_2022
https://www.planadviserdigital.com/planadviser/july_august_2022
https://www.planadviserdigital.com/planadviser/may_june_2022
https://www.planadviserdigital.com/planadviser/industry_leader_awards_2022
https://www.planadviserdigital.com/planadviser/march_april_2022
https://www.planadviserdigital.com/planadviser/january_february_2022
https://www.planadviserdigital.com/planadviser/november_december_2021
https://www.planadviserdigital.com/planadviser/september_october_2021
https://www.planadviserdigital.com/planadviser/july_august_2021
https://www.planadviserdigital.com/planadviser/may_june_2021
https://www.planadviserdigital.com/planadviser/march_april_2021
https://www.planadviserdigital.com/planadviser/january_february_2021
https://www.planadviserdigital.com/planadviser/november_december_2020
https://www.planadviserdigital.com/planadviser/september_october_2020
https://www.planadviserdigital.com/planadviser/july_august_2020
https://www.planadviserdigital.com/planadviser/may_june_2020
https://www.planadviserdigital.com/planadviser/march_april_2020
https://www.planadviserdigital.com/planadviser/january_february_2020
https://www.planadviserdigital.com/planadviser/november_december_2019
https://www.planadviserdigital.com/planadviser/september_october_2019
https://www.planadviserdigital.com/planadviser/july_august_2019
https://www.planadviserdigital.com/planadviser/may_june_2019
https://www.planadviserdigital.com/planadviser/march_april_2019
https://www.planadviserdigital.com/planadviser/january_february_2019
https://www.planadviserdigital.com/planadviser/november_december_2018
https://www.planadviserdigital.com/planadviser/september_october_2018
https://www.planadviserdigital.com/planadviser/july_august_2018
https://www.planadviserdigital.com/planadviser/may_june_2018
https://www.planadviserdigital.com/planadviser/march_april_2018
https://www.planadviserdigital.com/planadviser/january_february_2018
https://www.planadviserdigital.com/planadviser/november_december_2017
https://www.planadviserdigital.com/planadviser/september_october_2017
https://www.planadviserdigital.com/planadviser/july_august_2017
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