PLANADVISER - July/August 2020 - 26

research / 2020 PLANADVISER Recordkeeper Services Survey
DC ASSETS
PLANS
FEE STRUCTURES
SUPPORT
SERVICES
FOR ADVISERS
2020
Recordkeeping
Providers
ADP Retirement Services
AIG Retirement Services
Alliance Benefit Group*
American Funds
American Trust Retirement
Ameritas
Ascensus
Bank of America Corporation†
Benefit Consultants Group‡
BOK Financial
BPAS
Charles Schwab
Correll Co.
CUNA Mutual Retirement Solutions
Empower Retirement
EPIC Retirement Plan Services
Equitable
Fidelity Investments
Guideline
IPX/FPS Group, LLC
John Hancock
July Business Services
Lincoln Financial Group
$80,618 28% 44% 28% 53,652 5%
3 3 3 3 3 3
$74,435 14% 27% 59% 24,519 24% 3 3 3 3 3 3 3
$50,322 31% 44% 23% 17,391 -$83,227
61% 31% 8% 59,553 98%
$4,266 34% 51% 15% 1,432 50%
$11,017 38% 23% 39% 5,720 60% 3
3 3 3 3
3 3
3 3 3 3 3 3
3 3 3 3
3 3 3 3
$81,032 49% 41% 10% 44,096 18% 3 3 3 3 3 3 3
$242,630
1% 6% 93%
$6,532 33% 34% 33%
$9,045 12% 32% 56%
$10,156 27% 39% 34%
$187,378
1% 11% 88%
$2,511 15% 37% 48%
1,129 0% -9,210
-----3
3 3
3 3 3 3 3
672 0% 3 3 3 3 3 3 3 3
3,688 <1%
1,097 -890
<1% 3
$14,762 35% 55% 10% 7,107 2%
$643,766 8% 17% 75% 39,062 -$13,135
33% 48% 19% 3,028 12%
$35,292 26% 49% 25% 25,846 -$2,421,205
2% 8% 90% 33,868 0%
$1,921 63% 32% 5%
$1,862 30% 50% 20%
9,461 0%
1,237 98%
3
3 3
3 3
3
3 3 3 3 3
3 3 3 3 3 3
3 3 3 3 3 3 3
3 3 3 3
3 3 3 3 3
3
3 3 3 3
$2,876 64% 30% 6%
2,200 -$75,229
17% 25% 58% 22,427 33% 3
3
$168,272 30% 30% 40% 48,962 80% 3 3 3 3 3 3 3 3
3 3 3 3 3 3
3 3 3 3 3 3
*Alliance Benefit Group data is as of 12/31/2018. †Plan sponsors may direct Bank of America to debit participant accounts for the payment of
qualified ERISA expenses, including adviser fees. ‡Benefit Consultant Group is a Horace Mann Company. -- Not reported
26 | planadviser.com July-August 2020
3
3 3 3 3 3 3
DC assets ($mm)
In plans with <50 participants
In plans with 50 - 500 participants
In plans with >500 participants
Total DC plans
% serviced by third-party admin
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fees
ERISA account/budget
DC plan benchmarking
Access to ERISA counsel
Offers CE-eligible DC-specific training

http://www.planadviser.com

PLANADVISER - July/August 2020

Table of Contents for the Digital Edition of PLANADVISER - July/August 2020

Investing Against COVID-19
2020 PLANADVISER Recordkeeper Services Survey
Three Who Lead the Way
Prospecting in Turbulent Times
Retirement Savings Optimization
DOL Gives Private-Equity Guidance
Investment Advice Revisited
PLANADVISER - July/August 2020 - C1
PLANADVISER - July/August 2020 - FC1
PLANADVISER - July/August 2020 - FC2
PLANADVISER - July/August 2020 - C2
PLANADVISER - July/August 2020 - 1
PLANADVISER - July/August 2020 - 2
PLANADVISER - July/August 2020 - 3
PLANADVISER - July/August 2020 - 4
PLANADVISER - July/August 2020 - 5
PLANADVISER - July/August 2020 - 6
PLANADVISER - July/August 2020 - 7
PLANADVISER - July/August 2020 - 8
PLANADVISER - July/August 2020 - 9
PLANADVISER - July/August 2020 - 10
PLANADVISER - July/August 2020 - 11
PLANADVISER - July/August 2020 - Investing Against COVID-19
PLANADVISER - July/August 2020 - 13
PLANADVISER - July/August 2020 - 14
PLANADVISER - July/August 2020 - 15
PLANADVISER - July/August 2020 - 2020 PLANADVISER Recordkeeper Services Survey
PLANADVISER - July/August 2020 - 17
PLANADVISER - July/August 2020 - 18
PLANADVISER - July/August 2020 - 19
PLANADVISER - July/August 2020 - 20
PLANADVISER - July/August 2020 - 21
PLANADVISER - July/August 2020 - 22
PLANADVISER - July/August 2020 - 23
PLANADVISER - July/August 2020 - 24
PLANADVISER - July/August 2020 - 25
PLANADVISER - July/August 2020 - 26
PLANADVISER - July/August 2020 - 27
PLANADVISER - July/August 2020 - Three Who Lead the Way
PLANADVISER - July/August 2020 - 29
PLANADVISER - July/August 2020 - 30
PLANADVISER - July/August 2020 - Prospecting in Turbulent Times
PLANADVISER - July/August 2020 - 32
PLANADVISER - July/August 2020 - 33
PLANADVISER - July/August 2020 - Retirement Savings Optimization
PLANADVISER - July/August 2020 - 35
PLANADVISER - July/August 2020 - 36
PLANADVISER - July/August 2020 - 37
PLANADVISER - July/August 2020 - DOL Gives Private-Equity Guidance
PLANADVISER - July/August 2020 - Investment Advice Revisited
PLANADVISER - July/August 2020 - 40
PLANADVISER - July/August 2020 - C3
PLANADVISER - July/August 2020 - C4
https://www.planadviserdigital.com/planadviser/winter_2023
https://www.planadviserdigital.com/planadviser/fall_2023
https://www.planadviserdigital.com/planadviser/summer_2023
https://www.planadviserdigital.com/planadviser/industryleader_2023
https://www.planadviserdigital.com/planadviser/spring_2023
https://www.planadviserdigital.com/planadviser/november_december_2022
https://www.planadviserdigital.com/planadviser/september_october_2022
https://www.planadviserdigital.com/planadviser/july_august_2022
https://www.planadviserdigital.com/planadviser/may_june_2022
https://www.planadviserdigital.com/planadviser/industry_leader_awards_2022
https://www.planadviserdigital.com/planadviser/march_april_2022
https://www.planadviserdigital.com/planadviser/january_february_2022
https://www.planadviserdigital.com/planadviser/november_december_2021
https://www.planadviserdigital.com/planadviser/september_october_2021
https://www.planadviserdigital.com/planadviser/july_august_2021
https://www.planadviserdigital.com/planadviser/may_june_2021
https://www.planadviserdigital.com/planadviser/march_april_2021
https://www.planadviserdigital.com/planadviser/january_february_2021
https://www.planadviserdigital.com/planadviser/november_december_2020
https://www.planadviserdigital.com/planadviser/september_october_2020
https://www.planadviserdigital.com/planadviser/july_august_2020
https://www.planadviserdigital.com/planadviser/may_june_2020
https://www.planadviserdigital.com/planadviser/march_april_2020
https://www.planadviserdigital.com/planadviser/january_february_2020
https://www.planadviserdigital.com/planadviser/november_december_2019
https://www.planadviserdigital.com/planadviser/september_october_2019
https://www.planadviserdigital.com/planadviser/july_august_2019
https://www.planadviserdigital.com/planadviser/may_june_2019
https://www.planadviserdigital.com/planadviser/march_april_2019
https://www.planadviserdigital.com/planadviser/january_february_2019
https://www.planadviserdigital.com/planadviser/november_december_2018
https://www.planadviserdigital.com/planadviser/september_october_2018
https://www.planadviserdigital.com/planadviser/july_august_2018
https://www.planadviserdigital.com/planadviser/may_june_2018
https://www.planadviserdigital.com/planadviser/march_april_2018
https://www.planadviserdigital.com/planadviser/january_february_2018
https://www.planadviserdigital.com/planadviser/november_december_2017
https://www.planadviserdigital.com/planadviser/september_october_2017
https://www.planadviserdigital.com/planadviser/july_august_2017
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