PLANADVISER - July/August 2019 - 37

% OF ASSETS BY CHANNEL
ADVISER
TYPES USED
FEE STRUCTURES
SUPPORT
SERVICES
FOR ADVISERS
MassMutual
$139,051 0% 0% 0% 100% 3 3 3 3 3 3 3 3
MetLife Resources
Milliman, Inc.
Nationwide
Newport Group
Northwest Plan Services, Inc.
OneAmerica
Paychex, Inc.
PCS Retirement
Pentegra Retirement Services
Principal Financial Group
Prudential Retirement
RPG Consultants
Securian Financial
Sentinel Benefits & Financial Grp
TIAA
$24,576 97% 1% 3% 0%
$30,691 15% 70% 15% 0%
3 3 3 3 3 3 3
3
$122,688 0% 0% 100% 0%
3 3 3
$124,520 77% 0% 22% 1% 3 3 3 3 3 3 3
3 3 3 3 3 3 3
$30,973 30% 60% 5% 5% 3 3 3
3 3
$51,875 0% 50% 50% 0% 3 3 3 3 3 3 3 3 3 3
$28,544 30% 28% 42% 0% 3 3 3
3 3 3 3
$5,840 0% 75% 25% 0% 3 3 3 3 3 3 3
$5,434 5% 86% 9% 0% 3 3 3
$215,618 2% 47% 51% 0% 3 3 3
3
3 3 3
$203,164 4% 0% 96% 0% 3 3 3 3 3 3 3 3
$1,313 5% 45% 45% 5% 3 3 3
3
$5,942 40% 59% 1% 0% 3 3
$605,866
NR
NR
NR
3 3 3 3
NR 3 3 3 3 3 3 3 3
Transamerica Retirement Solutions $186,376 3% 73% 24% 0% 3 3 3 3 3 3 3 3
$174,961 14% 60% 25% 1% 3 3 3
T. Rowe Price
Unified Trust Company, N.A.
USI Consulting Group
The Vanguard Group, Inc.
Voya Financial
Wells Fargo
NR = Not reported
planadviser.com July-August 2019 | 37
$3,233 22% 0% 78% 0% 3 3
$5,565 99% 1% 0% 0% 3
$454,383 60% 0% 0% 40%
3
$308,740 0% 2% 81% 17% 3 3 3
$212,774 23% 30% 45% 2% 3 3 3
3 3 3 3
3 3 3
3 3 3
3
3 3 3 3 3
3
3 3 3 3
3 3
3
3
3
3 3 3
3 3
3 3
3 3
3 3 3 3
3 3 3 3 3
3 3 3 3
3 3 3 3
3 3 3 3
$16,851 0% 15% 65% 20% 3 3 3 3 3 3 3 3 3 3 3 3 3
3 3 3 3
3
3 3
3 3 3 3
3
3
3 3 3 3
3 3 3 3
DC assets ($mm)
Direct
Specialist consultant/adviser
Generalist adviser/broker
Other
Proprietary or affiliated broker/dealers
Nonaffiliated advisers
Designated firms
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fees
ERISA account/budget
Other
Access to ERISA counsel
Provider search resources/tools
DC plan benchmarking
DC plan lead generation

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PLANADVISER - July/August 2019

Table of Contents for the Digital Edition of PLANADVISER - July/August 2019

An Array of Models
2019 Recordkeeper Services Survey
Advice for All
Pension Risk Transfer on the Rise
Investment Oversight Partners
Through the 'Window'
Now Who is a Fiduciary?
Venue Clauses
The SEC's Standard on IRA Rollovers
PLANADVISER - July/August 2019 - C1
PLANADVISER - July/August 2019 - FC1
PLANADVISER - July/August 2019 - FC2
PLANADVISER - July/August 2019 - C2
PLANADVISER - July/August 2019 - 1
PLANADVISER - July/August 2019 - 2
PLANADVISER - July/August 2019 - 3
PLANADVISER - July/August 2019 - 4
PLANADVISER - July/August 2019 - 5
PLANADVISER - July/August 2019 - 6
PLANADVISER - July/August 2019 - 7
PLANADVISER - July/August 2019 - 8
PLANADVISER - July/August 2019 - 9
PLANADVISER - July/August 2019 - 10
PLANADVISER - July/August 2019 - 11
PLANADVISER - July/August 2019 - 12
PLANADVISER - July/August 2019 - 13
PLANADVISER - July/August 2019 - 14
PLANADVISER - July/August 2019 - 15
PLANADVISER - July/August 2019 - 16
PLANADVISER - July/August 2019 - 17
PLANADVISER - July/August 2019 - 18
PLANADVISER - July/August 2019 - 19
PLANADVISER - July/August 2019 - 20
PLANADVISER - July/August 2019 - 21
PLANADVISER - July/August 2019 - 22
PLANADVISER - July/August 2019 - 23
PLANADVISER - July/August 2019 - An Array of Models
PLANADVISER - July/August 2019 - 25
PLANADVISER - July/August 2019 - 26
PLANADVISER - July/August 2019 - 27
PLANADVISER - July/August 2019 - 2019 Recordkeeper Services Survey
PLANADVISER - July/August 2019 - 29
PLANADVISER - July/August 2019 - 30
PLANADVISER - July/August 2019 - 31
PLANADVISER - July/August 2019 - 32
PLANADVISER - July/August 2019 - 33
PLANADVISER - July/August 2019 - 34
PLANADVISER - July/August 2019 - 35
PLANADVISER - July/August 2019 - 36
PLANADVISER - July/August 2019 - 37
PLANADVISER - July/August 2019 - 38
PLANADVISER - July/August 2019 - 39
PLANADVISER - July/August 2019 - Advice for All
PLANADVISER - July/August 2019 - 41
PLANADVISER - July/August 2019 - 42
PLANADVISER - July/August 2019 - 43
PLANADVISER - July/August 2019 - Pension Risk Transfer on the Rise
PLANADVISER - July/August 2019 - 45
PLANADVISER - July/August 2019 - Investment Oversight Partners
PLANADVISER - July/August 2019 - 47
PLANADVISER - July/August 2019 - Through the 'Window'
PLANADVISER - July/August 2019 - 49
PLANADVISER - July/August 2019 - Now Who is a Fiduciary?
PLANADVISER - July/August 2019 - Venue Clauses
PLANADVISER - July/August 2019 - The SEC's Standard on IRA Rollovers
PLANADVISER - July/August 2019 - C3
PLANADVISER - July/August 2019 - C4
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https://www.planadviserdigital.com/planadviser/november_december_2022
https://www.planadviserdigital.com/planadviser/september_october_2022
https://www.planadviserdigital.com/planadviser/july_august_2022
https://www.planadviserdigital.com/planadviser/may_june_2022
https://www.planadviserdigital.com/planadviser/industry_leader_awards_2022
https://www.planadviserdigital.com/planadviser/march_april_2022
https://www.planadviserdigital.com/planadviser/january_february_2022
https://www.planadviserdigital.com/planadviser/november_december_2021
https://www.planadviserdigital.com/planadviser/september_october_2021
https://www.planadviserdigital.com/planadviser/july_august_2021
https://www.planadviserdigital.com/planadviser/may_june_2021
https://www.planadviserdigital.com/planadviser/march_april_2021
https://www.planadviserdigital.com/planadviser/january_february_2021
https://www.planadviserdigital.com/planadviser/november_december_2020
https://www.planadviserdigital.com/planadviser/september_october_2020
https://www.planadviserdigital.com/planadviser/july_august_2020
https://www.planadviserdigital.com/planadviser/may_june_2020
https://www.planadviserdigital.com/planadviser/march_april_2020
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https://www.planadviserdigital.com/planadviser/september_october_2019
https://www.planadviserdigital.com/planadviser/july_august_2019
https://www.planadviserdigital.com/planadviser/may_june_2019
https://www.planadviserdigital.com/planadviser/march_april_2019
https://www.planadviserdigital.com/planadviser/january_february_2019
https://www.planadviserdigital.com/planadviser/november_december_2018
https://www.planadviserdigital.com/planadviser/september_october_2018
https://www.planadviserdigital.com/planadviser/july_august_2018
https://www.planadviserdigital.com/planadviser/may_june_2018
https://www.planadviserdigital.com/planadviser/march_april_2018
https://www.planadviserdigital.com/planadviser/january_february_2018
https://www.planadviserdigital.com/planadviser/november_december_2017
https://www.planadviserdigital.com/planadviser/september_october_2017
https://www.planadviserdigital.com/planadviser/july_august_2017
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