PLANADVISER - July/August 2019 - 36

2019 Recordkeeping Providers
% OF ASSETS BY CHANNEL
ADVISER
TYPES USED
FEE STRUCTURES
SUPPORT
SERVICES
FOR ADVISERS
ADP Retirement Services
$76,128 25% 50% 25% 0% 3 3 3 3
AIG Retirement Services
Alliance Benefit Group
American Funds
American Trust Retirement
Ameritas
Ascensus
AXA Equitable
Bank of America
BPAS
Charles Schwab
Conrad Siegel
Correll Co.
CUNA Mutual Retirement Solutions
Employee Fiduciary, LLC
Empower Retirement
EPIC Retirement Plan Services
Fidelity Investments
IPX/FPS Group, LLC
John Hancock
J.P. Morgan Asset Management
July Business Services
Lincoln Financial Group
3 3 3
$67,315 88% 10% 2% 0% 3 3 3 3 3 3 3 3
$50,322 60% 5% 5% 30% 3 3 3 3 3 3 3
$67,885 0% 20% 80% 0%
$4,009 15% 35% 30% 20%
3
3 3
$63,278 15% 30% 55% 0% 3 3 3
$29,979 5% 15% 80% 0% 3
$203,732 90% 10% 0% 0% 3
$9,557 5% 80% 10% 5%
3 3
$149,915 20% 80% 0% 0% 3 3 3
$3,066 90% 5% 5% 0%
3
$2,308 2% 5% 89% 4% 3 3 3
3
3 3
$3,203 50% 50% 0% 0% 3 3 3
$540,356 0% 0% 0% 100%
3
$11,193 0% 98% 2% 0% 3 3 3
$1,917,375 25% 30% 45% 0%
$1,596 33% 33% 34% 0%
3
3
$5,771 0% 5% 49% 46%
3 3
$1,613 0% 20% 80% 0% 3 3 3
$67,055 3% 51% 39% 7% 3 3 3 3 3 3
3 3
3 3 3
3 3 3 3
3 3 3
$138,417 0% 40% 60% 0% 3 3 3 3 3 3 3 3
3 3
3 3 3
3
3
3 3
3
3
$15,080 47% 0% 53% 0% 3 3 3 3 3 3 3 3 3 3
3
3 3
3 3 3
3 3 3
$9,858 25% 25% 50% 0% 3 3 3 3 3 3 3 3
3 3
3 3 3
3
3 3
3 3 3 3
3 3 3 3
3 3 3 3
3
3 3
3 3
3 3
3 3 3 3
3
3 3 3 3
3
3 3 3
3
3 3
3 3
3 3 3 3 3 3 3 3 3 3
3 3 3
3 3
3 3 3
3 3 3 3
3
3 3
3 3 3 3
36 | planadviser.com July-August 2019
DC assets ($mm)
Direct
Specialist consultant/adviser
Generalist adviser/broker
Other
Proprietary or affiliated broker/dealers
Nonaffiliated advisers
Designated firms
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fees
ERISA account/budget
Other
Access to ERISA counsel
Provider search resources/tools
DC plan benchmarking
DC plan lead generation

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PLANADVISER - July/August 2019

Table of Contents for the Digital Edition of PLANADVISER - July/August 2019

An Array of Models
2019 Recordkeeper Services Survey
Advice for All
Pension Risk Transfer on the Rise
Investment Oversight Partners
Through the 'Window'
Now Who is a Fiduciary?
Venue Clauses
The SEC's Standard on IRA Rollovers
PLANADVISER - July/August 2019 - C1
PLANADVISER - July/August 2019 - FC1
PLANADVISER - July/August 2019 - FC2
PLANADVISER - July/August 2019 - C2
PLANADVISER - July/August 2019 - 1
PLANADVISER - July/August 2019 - 2
PLANADVISER - July/August 2019 - 3
PLANADVISER - July/August 2019 - 4
PLANADVISER - July/August 2019 - 5
PLANADVISER - July/August 2019 - 6
PLANADVISER - July/August 2019 - 7
PLANADVISER - July/August 2019 - 8
PLANADVISER - July/August 2019 - 9
PLANADVISER - July/August 2019 - 10
PLANADVISER - July/August 2019 - 11
PLANADVISER - July/August 2019 - 12
PLANADVISER - July/August 2019 - 13
PLANADVISER - July/August 2019 - 14
PLANADVISER - July/August 2019 - 15
PLANADVISER - July/August 2019 - 16
PLANADVISER - July/August 2019 - 17
PLANADVISER - July/August 2019 - 18
PLANADVISER - July/August 2019 - 19
PLANADVISER - July/August 2019 - 20
PLANADVISER - July/August 2019 - 21
PLANADVISER - July/August 2019 - 22
PLANADVISER - July/August 2019 - 23
PLANADVISER - July/August 2019 - An Array of Models
PLANADVISER - July/August 2019 - 25
PLANADVISER - July/August 2019 - 26
PLANADVISER - July/August 2019 - 27
PLANADVISER - July/August 2019 - 2019 Recordkeeper Services Survey
PLANADVISER - July/August 2019 - 29
PLANADVISER - July/August 2019 - 30
PLANADVISER - July/August 2019 - 31
PLANADVISER - July/August 2019 - 32
PLANADVISER - July/August 2019 - 33
PLANADVISER - July/August 2019 - 34
PLANADVISER - July/August 2019 - 35
PLANADVISER - July/August 2019 - 36
PLANADVISER - July/August 2019 - 37
PLANADVISER - July/August 2019 - 38
PLANADVISER - July/August 2019 - 39
PLANADVISER - July/August 2019 - Advice for All
PLANADVISER - July/August 2019 - 41
PLANADVISER - July/August 2019 - 42
PLANADVISER - July/August 2019 - 43
PLANADVISER - July/August 2019 - Pension Risk Transfer on the Rise
PLANADVISER - July/August 2019 - 45
PLANADVISER - July/August 2019 - Investment Oversight Partners
PLANADVISER - July/August 2019 - 47
PLANADVISER - July/August 2019 - Through the 'Window'
PLANADVISER - July/August 2019 - 49
PLANADVISER - July/August 2019 - Now Who is a Fiduciary?
PLANADVISER - July/August 2019 - Venue Clauses
PLANADVISER - July/August 2019 - The SEC's Standard on IRA Rollovers
PLANADVISER - July/August 2019 - C3
PLANADVISER - July/August 2019 - C4
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https://www.planadviserdigital.com/planadviser/may_june_2018
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