PLANADVISER - July/August 2018 - 25

cover story
Money in
motion
through
rollovers
and other
means
t's back to the old days for advising on rollovers, right? Maybe not. The Department
of Labor (DOL)'s revised fiduciary rule, vacated by a 5th Circuit Court of
Appeals mandate in June, no longer applies-but don't be surprised if it has
a lasting impact on how plan sponsors scrutinize rollover advice from advisers.
" An adviser certainly has to look at the demise of the revised rule as a positive,
I
in terms of eliminating the technical tripwires, " says attorney Andrew Oringer, a
partner in the New York City office of law firm Dechert LLP. " But I'm not sure that
the result will be a return to the [previous] status quo, as if we're all in a time
machine. The revised rule heightened awareness about the potential conflicts of
interest in connection with advice regarding rollovers. "
It is unlikely that all plan sponsors will demand that advisers act as fiduciaries
when they discuss rollovers with the participants in their plan, Oringer
says. " But I would think that a fair number of plan sponsors, especially the larger
ones, will want to pay attention to what's happening with rollover discussions.
Art by Red Nose Studio
planadviser.com july-august 2018 | 25
ROLL
THE
of the Adviser
r

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PLANADVISER - July/August 2018

Table of Contents for the Digital Edition of PLANADVISER - July/August 2018

Speaking Their Language
Stretching the Match
Giving Them a Break
Managed Accounts' Value
Principal Transactions
Statute of Limitations
Prohibited Transaction Relief
PLANADVISER - July/August 2018 - C1
PLANADVISER - July/August 2018 - FC1
PLANADVISER - July/August 2018 - FC2
PLANADVISER - July/August 2018 - C2
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PLANADVISER - July/August 2018 - 42
PLANADVISER - July/August 2018 - 43
PLANADVISER - July/August 2018 - Speaking Their Language
PLANADVISER - July/August 2018 - 45
PLANADVISER - July/August 2018 - 46
PLANADVISER - July/August 2018 - 47
PLANADVISER - July/August 2018 - Stretching the Match
PLANADVISER - July/August 2018 - 49
PLANADVISER - July/August 2018 - Giving Them a Break
PLANADVISER - July/August 2018 - 51
PLANADVISER - July/August 2018 - Managed Accounts' Value
PLANADVISER - July/August 2018 - 53
PLANADVISER - July/August 2018 - Principal Transactions
PLANADVISER - July/August 2018 - Statute of Limitations
PLANADVISER - July/August 2018 - Prohibited Transaction Relief
PLANADVISER - July/August 2018 - C3
PLANADVISER - July/August 2018 - C4
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