PLANADVISER - July/August 2017 - 34

2017
Recordkeeper
Services
Guide
% OF ASSETS BY CHANNEL
ADVISER
TYPES USED
FEE STRUCTURES
SUPPORT
SERVICES
FOR ADVISERS
ADP Retirement Services
$66,036 30% 0% 5% 65% 0% 3 3 3
Alliance Benefit Group
American Funds
American Trust Retirement
Ameritas Retirement Plans
Ascensus
Aspire Financial Services
AXA
Bank of America Merrill Lynch
BPAS
Charles Schwab
Correll Co.
CUNA Mutual Retirement Solutions
Employee Fiduciary
Empower Retirement
EPIC Advisors, Inc.
Fidelity Investments
John Hancock Retirement Plan Svcs
July Business Services
Kidder Benefits Consultants, Inc.
Lincoln Financial Group
MassMutual
MetLife Resources
Milliman, Inc.
$45,587 60% 10% 0% 0% 30% 3 3 3 3
$57,486 0% 0% 0% 100% 0%
$1,426 38% 0% 0% 62% 0% 3
$59,840 9% 14% 0% 77% 0% 3 3 3
$14,778 0% 23% 0% 77% 0% 3 3 3
$27,426 5% 0% 15% 80% 0% 3
$191,635 0% 0% 18% 82% 0% 3
$7,643 5% 7% 5% 50% 33%
3 3
$132,871 35% 0% 65% 0% 0% 3 3 3
$2,288 2% 2% 3% 90% 3% 3 3 3
$2,617 50% 10% 0% 40% 0% 3 3 3
$443,114 0% 0% 0% 0% 100%
$1,629,337 75% 0% 0% 25% 0%
3
$8,753 0% 5% 0% 95% 0% 3 3 3
3
3 3
3 3
3
3 3 3 3 3 3 3
3
3 3 3 3
3 3 3 3 3
3 3
3 3 3 3
$9,822 4% 26% 0% 70% 0% 3 3 3 3 3 3 3 3 3 3 3 3
3 3 3 3 3 3 3
3 3 3
3 3 3
3 3 3 3 3 3 3
3
3
3 3 3 3
3
3 3 3
3
3
$14,936 52% 0% 0% 48% 0% 3 3 3 3 3 3 3 3 3 3 3 3
3 3 3
3
3 3 3 3 3 3 3 3 3
3 3 3
3 3 3
3 3
3 3
$133,275 0% 0% 20% 80% 0% 3 3 3 3 3 3 3 3 3 3 3 3
$1,383 0% 0% 0% 100% 0% 3 3 3
$1,610 5% 20% 30% 30% 15% 3 3 3 3
$60,733 1% 39% 2% 58% 0% 3 3
$29,271 NR NR NR NR NR
$29,035 5% 0% 70% 25% 0%
NR = not reported in time for publication.
34 | planadviser.com july-august 2017
3 3 3 3
3 3
3 3 3 3 3 3 3
3 3 3 3 3 3 3 3 3
$128,754 0% 0% 0% 100% 0% 3 3 3 3 3 3 3 3 3 3 3 3
3
3
3 3 3 3 3
3 3
3 3
DC assets ($mm)
Direct
Third-party administrator
Traditional institutional consultant
Adviser/Broker
Other
Proprietary or affiliated broker/dealers
Nonaffiliated advisers
Designated firms
Upfront commission (front-end load)
Finder's fee
Ongoing trail/commission
RIA fees/Hard-dollar fees
ERISA account/budget
Access to ERISA counsel
Provider search resources/tools
DC plan benchmarking
DC plan lead generation

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PLANADVISER - July/August 2017

Table of Contents for the Digital Edition of PLANADVISER - July/August 2017

Reconsidering the Status Quo
2017 PLANADVISER Recordkeeper Services Guide
Reviewing Providers
Bringing It All Together
Default Thinking
The Best Path Forward
PLANADVISER - July/August 2017 - C1
PLANADVISER - July/August 2017 - FC1
PLANADVISER - July/August 2017 - FC2
PLANADVISER - July/August 2017 - C2
PLANADVISER - July/August 2017 - 1
PLANADVISER - July/August 2017 - 2
PLANADVISER - July/August 2017 - 3
PLANADVISER - July/August 2017 - 4
PLANADVISER - July/August 2017 - 5
PLANADVISER - July/August 2017 - 6
PLANADVISER - July/August 2017 - 7
PLANADVISER - July/August 2017 - 8
PLANADVISER - July/August 2017 - 9
PLANADVISER - July/August 2017 - 10
PLANADVISER - July/August 2017 - 11
PLANADVISER - July/August 2017 - 12
PLANADVISER - July/August 2017 - 13
PLANADVISER - July/August 2017 - 14
PLANADVISER - July/August 2017 - 15
PLANADVISER - July/August 2017 - 16
PLANADVISER - July/August 2017 - 17
PLANADVISER - July/August 2017 - 18
PLANADVISER - July/August 2017 - 19
PLANADVISER - July/August 2017 - 20
PLANADVISER - July/August 2017 - 21
PLANADVISER - July/August 2017 - 22
PLANADVISER - July/August 2017 - 23
PLANADVISER - July/August 2017 - Reconsidering the Status Quo
PLANADVISER - July/August 2017 - 25
PLANADVISER - July/August 2017 - 26
PLANADVISER - July/August 2017 - 27
PLANADVISER - July/August 2017 - 2017 PLANADVISER Recordkeeper Services Guide
PLANADVISER - July/August 2017 - 29
PLANADVISER - July/August 2017 - 30
PLANADVISER - July/August 2017 - 31
PLANADVISER - July/August 2017 - 32
PLANADVISER - July/August 2017 - 33
PLANADVISER - July/August 2017 - 34
PLANADVISER - July/August 2017 - 35
PLANADVISER - July/August 2017 - 36
PLANADVISER - July/August 2017 - 37
PLANADVISER - July/August 2017 - Reviewing Providers
PLANADVISER - July/August 2017 - 39
PLANADVISER - July/August 2017 - 40
PLANADVISER - July/August 2017 - 41
PLANADVISER - July/August 2017 - Bringing It All Together
PLANADVISER - July/August 2017 - 43
PLANADVISER - July/August 2017 - Default Thinking
PLANADVISER - July/August 2017 - 45
PLANADVISER - July/August 2017 - 46
PLANADVISER - July/August 2017 - 47
PLANADVISER - July/August 2017 - The Best Path Forward
PLANADVISER - July/August 2017 - 49
PLANADVISER - July/August 2017 - 50
PLANADVISER - July/August 2017 - 51
PLANADVISER - July/August 2017 - 52
PLANADVISER - July/August 2017 - C3
PLANADVISER - July/August 2017 - C4
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https://www.planadviserdigital.com/planadviser/november_december_2020
https://www.planadviserdigital.com/planadviser/september_october_2020
https://www.planadviserdigital.com/planadviser/july_august_2020
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https://www.planadviserdigital.com/planadviser/november_december_2018
https://www.planadviserdigital.com/planadviser/september_october_2018
https://www.planadviserdigital.com/planadviser/july_august_2018
https://www.planadviserdigital.com/planadviser/may_june_2018
https://www.planadviserdigital.com/planadviser/march_april_2018
https://www.planadviserdigital.com/planadviser/january_february_2018
https://www.planadviserdigital.com/planadviser/november_december_2017
https://www.planadviserdigital.com/planadviser/september_october_2017
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