PLANADVISER - January/February 2018 - 23

2018TOP100
PLANADVISER
Retirement Plan Advisers
R
anking anything, or anyone, can be a mix of both art and science. Again this year, PLANADVISER
tries to bring a bit of science to its annual quantitative ranking of retirement plan advisers,
in presenting the " 2018 PLANADVISER Top 100 Retirement Plan Advisers. " This list includes
advisers who have reached the top of their respective peer groups in terms of assets under advisement
(AUA) or number of retirement plan clients, including defined contribution (DC), defined benefit
(DB) and nonqualified plans.
To become eligible for this quantitative listing, advisers must complete the annual PLANADVISER
Retirement Plan Adviser Survey, fielded each September. Respondents are allocated into a category
in which they are evaluated-these categories are defined by the number of advisers, plus support
staff, in the practice. Those figures have assigned advisers into the following categories: individual
adviser - one adviser, with support staff; small team - a group of two or more advisers and support
staff with the total not exceeding 10; large team - a group of 11 through 35 advisers and support
staff; and mega teams - 36 or more team members. This year's list includes 15 individuals, 44 small
teams, 29 large teams and 12 mega teams.
In the pages that follow, we highlight the quantitative standouts according to the dollar value of
qualified plan AUA as well as the number of plans under advisement. Our prerequisites continue to
change each year, to reflect the ever-improving qualifications of those submitting in each category.
This year, individuals needed a minimum of 100 plans or $950 million in retirement plan AUA;
small teams had to advise at least $1.5 billion in retirement plan assets or 115 plans; large teams
needed $3.5 billion or more in retirement plan AUA or at least 150 plans; and mega teams had to
oversee at least $10 billion in retirement plan AUA or 300 plans.
An interactive and sortable version of this list is available on our website at planadviser.com/
awards/top-100. -PA
Art by Alex Kiesling
planadviser.com january-february 2018 | 23

http://www.planadviser.com/awards/top-100 http://www.planadviser.com/awards/top-100 http://www.planadviser.com

PLANADVISER - January/February 2018

Table of Contents for the Digital Edition of PLANADVISER - January/February 2018

Big Ideas
2018 PLANADVISER Top 100 Retirement Plan Advisers
2018 PLANADVISER Micro Plan Survey
Value Added
The Magic of Local Events
Warming to ESG
HSAs in Retirement Planning
PLANADVISER - January/February 2018 - Cover1
PLANADVISER - January/February 2018 - Cover2
PLANADVISER - January/February 2018 - 1
PLANADVISER - January/February 2018 - 2
PLANADVISER - January/February 2018 - 3
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PLANADVISER - January/February 2018 - 17
PLANADVISER - January/February 2018 - Big Ideas
PLANADVISER - January/February 2018 - 19
PLANADVISER - January/February 2018 - 20
PLANADVISER - January/February 2018 - 21
PLANADVISER - January/February 2018 - 2018 PLANADVISER Top 100 Retirement Plan Advisers
PLANADVISER - January/February 2018 - 23
PLANADVISER - January/February 2018 - 24
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PLANADVISER - January/February 2018 - 27
PLANADVISER - January/February 2018 - 28
PLANADVISER - January/February 2018 - 29
PLANADVISER - January/February 2018 - 2018 PLANADVISER Micro Plan Survey
PLANADVISER - January/February 2018 - 31
PLANADVISER - January/February 2018 - 32
PLANADVISER - January/February 2018 - 33
PLANADVISER - January/February 2018 - 34
PLANADVISER - January/February 2018 - 35
PLANADVISER - January/February 2018 - 36
PLANADVISER - January/February 2018 - 37
PLANADVISER - January/February 2018 - Value Added
PLANADVISER - January/February 2018 - 39
PLANADVISER - January/February 2018 - The Magic of Local Events
PLANADVISER - January/February 2018 - 41
PLANADVISER - January/February 2018 - Warming to ESG
PLANADVISER - January/February 2018 - 43
PLANADVISER - January/February 2018 - HSAs in Retirement Planning
PLANADVISER - January/February 2018 - 45
PLANADVISER - January/February 2018 - 46
PLANADVISER - January/February 2018 - 47
PLANADVISER - January/February 2018 - 48
PLANADVISER - January/February 2018 - Cover3
PLANADVISER - January/February 2018 - Cover4
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